Compliance Series: Compliance Rules All Staff Must Know: Red Flags for Identity Theft, Bribery, Privacy & Ethical Considerations

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Every product, service, and delivery method within your financial institution is covered by multiple laws, regulations, and best practices. Your team must understand the requirements and individual responsibilities applicable to each area. In addition to regulatory considerations, consumer protection attorneys look for violations as the basis for lawsuits. This session will focus on red flags for identity theft, bribery, privacy, and ethical issues and will break down each area and the essential compliance rules every staff member must know. It will satisfy the general training requirements on these regulations.

HIGHLIGHTS

  • History, coverage, essential requirements, and practical impact of each regulation
  • Identity theft red flags
  • Bank Bribery Act
  • Privacy regulations
  • Ethics programs and standards
  • Documenting an effective compliance training program

TAKE-AWAY TOOLKIT

  • Key regulatory guidance
  • Examination resources
  • Employee training log
  • Quiz you can administer to measure staff learning and a separate answer key

WHO SHOULD ATTEND?

This informative session is designed for directors, supervisory/audit committees, volunteers, senior executives, managers, compliance staff, internal auditors, branch staff, and anyone involved with back-office operations.

ABOUT THE PRESENTER – David A. Reed, JD, Reed & Jolly, PLLC

Attorney, author, consultant, and nationally-recognized speaker, David Reed is a partner in the law firm of Reed & Jolly, PLLC. He provides guidance to financial institutions on establishment and revision of policies and procedures, organizational compliance, collections, security, contractual agreements, regulatory matters, and corporate governance. His engaging speaking style has made him a nationwide lecturer on regulatory compliance, consumer lending, bankruptcy, and collections.

A former trial attorney and vice president and general counsel of a large credit union, David is particularly known as an expert in the areas of operations, bankruptcy, and collections. He has trained state and federal examination staff on numerous issues, including BSA, ID theft red flags, SAFE Act, third-party contract management, and bankruptcy. He also serves as editor of several industry manuals.

Originally recorded on April 17, 2018.

Recorded webinar link is available until October 31, 2018.

Free Digital Copy included with purchase to download and view beyond link expiration date.

Price includes sales tax.